Deloitte Personal Consultation Associate Analyst in Monterey, California
Independence & Conflicts Network (ICN) - Personal Consultation Associate Analyst (Private Investments)
Are you interested on being on the cutting edge of regulatory compliance? Are you focused on helping others comply with regulations and policies? Are you passionate about research and subject-matter expertise in a professional services environment? Are you interested in gaining exposure to auditor independence rules promulgated by our regulators? Then our ICN Personal Consultation team may be the right fit for you!
Work you'll do
As a Personal Consultation Associate Analyst, you'll use your analytical, research and investigative skills to:
Work closely with ICN Managers and PPMD's to analyze and conclude on the permissibility of private investments held by professionals at all levels within the firm
Perform research and analysis on corporate entity structures of financial institutions
Assist in the interpretation and implementation of new and existing independence rules for all Deloitte US entities
Interact and act as a technical resource for other teams within ICN
Attend policy setting meetings, perform research, and develop guidance to address emerging independence issues
Draft internal correspondence aimed at increasing awareness of the independence rules and implications of new SEC, PCAOB or AICPA rulings (e.g., the Frequently Asked Questions, talking points)
Assist with the revision of independence policies of the Deloitte US Entities to reflect rule changes and revisions to firm interpretations of existing rules related to private investments
Assist in the further development of procedures and implementation of continuous improvements for the private investment team, including Deloitte Tracking & Trading System and the Independence Consultation System.
Prepare materials containing independence information for use at conferences and trainings.
Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future.
Risk & Brand Protection (R&BP)
At Deloitte, we are stewards of reputation-ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network
The Independence & Conflicts Network (ICN) Personal Consultation team performs a critical consultative, quality-assurance and risk-management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, external rules and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte.
Bachelors' degree (preferably business, finance or accounting)
0-2 years of relevant experience
Strong oral and written communication skills
Outstanding attention to detail along with strong technical, organizational, and analysis skills
Ability to analyze facts and relationships
Ability to learn, understand and apply firm's independence policies and guidance
Proficiency in Microsoft Office products, including Excel, Word, and PowerPoint
Familiarity with financial services and investments and an understanding of common financial instruments
An understanding of Independence requirements for professional auditing firms
Financial Service industry experience is a plus
How you'll grow
At Deloitte, our professional development plan focuses on helping people at every level of their career to identify and use their strengths to do their best work every day. We offer opportunities to help sharpen skills in addition to hands-on experience in the global, fast-changing business world. From on-the-job learning experiences to formal development programs, our professionals have a variety of opportunities to continue to grow throughout their career.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.